Keith Preston is a registered investment advisor, based in Fishkill, NY, with 34 years of industry experience.
Location
60 Merritt Blvd, Suite 201, Fishkill, NY, 12524
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Keith spends a few hours per week on creative writing, including fiction screenwriting and novels. He also works as a sales representative at Prisco Appliance, selling appliances.
Employment History
Current Registrations
Cetera Investment Services LLC
February 2024 - Present · 2 yrs 7 mos
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 7 mos
Cetera Investment Services LLCBroker
February 2024 - Present · 2 yrs 7 mos
Previous Registrations
Prudential Financial Planning Services
February 2019 - November 2023 · 4 yrs 9 mos
Pruco Securities, LLC.Broker
February 2019 - November 2023 · 4 yrs 9 mos
Woodbury Financial Services, INC.Broker
September 2009 - December 2018 · 9 yrs 3 mos
New England SecuritiesBroker
October 2005 - April 2009 · 3 yrs 6 mos
Pruco Securities, LLC.Broker
August 1990 - October 2005 · 15 yrs 2 mos
The Prudential Insurance Company of AmericaBroker
August 1990 - December 1993 · 3 yrs 4 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.