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Alex Shtaynberger

Laidlaw Wealth Management LLC
34 Years of Experience
New York, NY
1 DisclosureBroker
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Alex Shtaynberger is a registered investment advisor at Laidlaw Wealth Management LLC, based in New York, NY, with 34 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 123 clients with $110M in assets under management.

Laidlaw Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
123 clients
Average Client Portfolio
$879K average
Assets Under Management
$108.1M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual management fee will not exceed 2.00% of assets under management, paid monthly in advance based on average daily balance. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

521 Fifth Ave, 12th Floor, New York, NY, 10175

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History

Regulatory History (1)
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Investigation
December 2022
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Laidlaw Wealth Management LLC
April 2010 - Present · 16 yrs 6 mos
Laidlaw & Company (UK) LTD.Broker
July 2002 - Present · 24 yrs 3 mos
Previous Registrations
Sands Brothers & CO., LTD.Broker
March 1999 - October 2004 · 5 yrs 7 mos
Cibc Oppenheimer CORP.Broker
January 1992 - August 1998 · 6 yrs 7 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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