Andre Dubois is a registered investment advisor at LPL Financial LLC, based in Selah, WA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Selah, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Andre spends nearly all of his time on Precision Capital Management, an entity for his LPL business. He also works as an Operations Administrator for Kittitas Interactive Management, dedicating about a third of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Golden State Wealth Management, LLC
Financial Advocates Investment Management
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Fisher Investments
Prudential Investments LLC
Prudential Investment Management Services LLCBroker
Legg Mason Wood Walker, IncorporatedBroker
Wall Street Financial Group, INC.Broker
Ameriprime Financial Securities, INC.Broker
Capstone Asset Planning CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.