PR
PR

Paul Redden

27 Years of Experience
Cincinnati, OH
Broker

Paul Redden is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Cincinnati, OH, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

5905 E Galbraith Rd, Cincinnati, OH, 45236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2020 - Present · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2020 - Present · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2020 - Present · 6 yrs 5 mos
Previous Registrations
Nuveen Asset Management, LLC
September 2011 - January 2020 · 8 yrs 4 mos
Nuveen Fund Advisors, INC.
April 2008 - September 2011 · 3 yrs 5 mos
Nuveen Securities, LLCBroker
January 2008 - January 2020 · 12 yrs
Oneamerica Securities, INC.Broker
January 2007 - January 2008 · 1 yr
Funds Distributor, INC.Broker
March 2006 - January 2007 · 10 mos
Victory Capital Advisers, INC.Broker
February 2004 - January 2007 · 2 yrs 11 mos
Princor Financial Services CorporationBroker
December 2001 - December 2002 · 1 yr
Fidelity Investments Institutional Services Company, INC.Broker
January 1991 - July 1995 · 4 yrs 6 mos
Fidelity Brokerage Services, INC.Broker
August 1990 - December 1990 · 4 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.