Michael Mcnaughton is a CFP-designated registered investment advisor, based in Rochester, NY, with 35 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
190 Linden Oaks, Ste A, Rochester, NY, 14625
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a co-owner of OakWood Financial Services, LLC, dedicating nearly all of his time to securities, advisory, and insurance business. He also sells fixed insurance and co-owns OFS20 Properties, LLC, spending about 10% of his time and minimal time respectively on these activities.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
Wall Street Financial Group, INC.Broker
Sage, Rutty & CO., INC.Broker
Sage, Rutty & CO., INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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