Thomas Caputo
Thomas Caputo is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Burlington, MA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
25 Burlington Mall Rd, Burlington, MA, 01803
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1998Other Business Activities
Thomas serves as a trustee for multiple trusts: M E C 2002 Trust, K M C 2003 Trust, J L C 2002 Trust, and T M C TTEE U/A DT 11/11/03 BY M E C ET AL. He dedicates minimal time to these roles.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley Dw INC.Broker
A. G. Edwards & Sons, INC.Broker
Gruntal & CO. IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.