Peter Fink
Peter Fink is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 61 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9635 Granite Ridge Dr, Ste 100, San Diego, CA, 92123
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is a soccer referee/instructor, a trustee for the Skluth Trust, and an insurance agent for various insurance carriers. He also markets and supports registered representatives' independent practices at Lumena Financial Strategies Inc, taking nearly full-time hours, and is a board member for the City of Hope hospital.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Sutro & CO. IncorporatedBroker
Jed M. Cohen, INC.Broker
Bear, Stearns & CO. INC.Broker
Shearson, Hammill & CO., IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.