KB
CFP
KB
CFP

Kevin Brooks

35 Years of Experience
Wichita Falls, TX
BrokerSells Insurance

Kevin Brooks is a CFP-designated registered investment advisor, based in Wichita Falls, TX, with 35 years of industry experience.

Location

2629 Plaza Parkway, Suite A2, Wichita Falls, TX, 76308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Kevin is involved in several business activities, including publishing as an author, ranching, serving as a director for a non-profit museum, and real estate. He also operates as an insurance sole proprietor, dedicating a full-time commitment to this role.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
February 2000 - September 2022 · 22 yrs 7 mos
First Allied Securities, INC.
February 2000 - July 2012 · 12 yrs 5 mos
Mony Securities CorporationBroker
July 1996 - March 2000 · 3 yrs 8 mos
Metlife Securities INC.Broker
October 1990 - July 1996 · 5 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
October 1990 - July 1996 · 5 yrs 9 mos
State Registrations12 states
ARAZCOMONCNMOKORTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.