Glen Maleri
Glen Maleri is a registered investment advisor at Osaic Wealth, INC., based in Shelton, CT, with 35 years of industry experience. Glen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4 Research Dr, Ste 402, Shelton, CT, 06484
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2011Criminal
November 1989Other Business ActivitiesSells Insurance
Glen is the owner-manager of The Maleri Group LLC, which sells fixed products, employee benefits, health insurance, and property and casualty insurance, taking about half of his time. He is also an advisor with Securities America Advisory and a board member for The Children's Community Programs of CT.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Waddell & Reed
Waddell & ReedBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
The Prudential Insurance Company of AmericaBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.