Arthur Finkle
Arthur Finkle is a ChFC-designated registered investment advisor at Hornor, Townsend & Kent, LLC, based in Coral Gables, FL, with 52 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
2100 Ponce Deleon Blvd, Suite 901, Coral Gables, FL, 33134
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Regulatory History (1)
Customer Dispute
September 2022Other Business ActivitiesSells Insurance
Arthur is an insurance agent selling life insurance, dedicating about a quarter to about half of his time to this activity. He also owns a financial planning business and provides expert witness testimony, and is a trustee for a private charitable foundation.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
Hornor, Townsend & Kent, INC.
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.