NC
NC
Norman Cotteleer
35 Years of Experience
Holyoke, MA
2 DisclosuresBroker
Norman Cotteleer is a registered investment advisor at Wells Fargo Advisors, based in Holyoke, MA, with 35 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
330 Whitney Ave Ste 700, Holyoke, MA, 01040
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016Settled
Customer Dispute
June 2009Settled
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2022 - Present · 4 yrs 6 mos
Wells Fargo Advisors
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
December 2015 - January 2022 · 6 yrs 1 mo
Ameriprise Financial Services, LLC
December 2015 - January 2022 · 6 yrs 1 mo
LPL Financial LLC
June 2013 - December 2015 · 2 yrs 6 mos
LPL Financial LLC
July 2001 - June 2011 · 9 yrs 11 mos
LPL Financial LLCBroker
June 2001 - December 2015 · 14 yrs 6 mos
Janney Montgomery Scott LLCBroker
December 1999 - July 2001 · 1 yr 7 mos
Dean Witter Reynolds INC.Broker
April 1991 - February 2000 · 8 yrs 10 mos
G. K. Scott & CO., INC.Broker
December 1990 - February 1991 · 2 mos
J. W. Gant & Associates, INC.Broker
July 1990 - November 1990 · 4 mos
State Registrations22 states
AZCACOCTFLILINMAMDMEMIMONHNJNVNYPARISCTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.