HU
HU

Howard Ulmer

35 Years of Experience
Columbia, MD
Broker

Howard Ulmer is a registered investment advisor, based in Columbia, MD, with 35 years of industry experience.

Location

10500 Little Patuxent Parkway, Suite 305, Columbia, MD, 21044

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Howard is a musician, owns and manages a rental condo, and operates an investment office through Raymond James, taking about half his time or more. He is also a managing partner with Ulmer Partners 2, LLC.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2019 - Present · 6 yrs 6 mos
Raymond James Financial Services, INC.Broker
November 2019 - Present · 6 yrs 6 mos
Raymond James Financial Services, INC.
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
February 2005 - November 2019 · 14 yrs 9 mos
Wells Fargo Clearing Services, LLC
February 2005 - November 2019 · 14 yrs 9 mos
Morgan Stanley
April 1999 - March 2005 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
March 1999 - March 2005 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1990 - April 1999 · 8 yrs 7 mos
State Registrations35 states
AKAZCACOCTDCDEFLGAIDILINKYMAMDMEMNNCNHNJNVNYOHOKORPASCTNTXVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Howard Ulmer - Financial Advisor | TrueAdvisor