Joe Jaspers is a CFP-designated registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9813 South Blvd Ste 101, Charlotte, NC, 28273
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joe works full-time as an advisor for Carolinas Telco FCU since 2007. He is also a Program Manager for Carolinas Telco Capital Advisors, a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Century Investors of America, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.