RG
RG

Robert Gooch

35 Years of Experience
Memphis, TN
Broker

Robert Gooch is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1100 Ridgeway Loop Road, Memphis, TN, 38120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert co-owns a family lake house and is responsible for entertaining his kids and paying the utilities. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
October 2002 - February 2013 · 10 yrs 4 mos
Morgan Keegan & Company, INC.Broker
October 1990 - February 2013 · 22 yrs 4 mos
State Registrations34 states
ALARCACOCTDCFLGAILINKYLAMAMDMEMIMOMSMTNCNHNJNMNYOHORSCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Gooch - Financial Advisor | TrueAdvisor