Darin Peterson
Darin Peterson is a registered investment advisor at LPL Financial LLC, based in Jamestown, ND, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
324 2nd Ave Sw, Jamestown, ND, 58401
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2002Criminal
January 1986Other Business ActivitiesSells Insurance
Darin operates under Midwest Financial Services as a DBA for his LPL business, dedicating about a quarter of his time. He also engages in non-variable insurance activities under Midwest Financial Services, allocating about 10-20% of his time to this since 1998.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
U.S. Bancorp Investments, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.