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Keith Miller

Vestech Asset Management INC.
35 Years of Experience
Kings Mountain, NC
1 DisclosureBroker
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Keith Miller is a registered investment advisor at Vestech Asset Management INC., based in Kings Mountain, NC, with 35 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 270 clients with $100M in assets under management.

Vestech Asset Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
270 clients
Average Client Portfolio
$370K average
Assets Under Management
$100.0M

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.50%

Fees are negotiable for accounts over $1,000,000. The total amount of the fee a client pays will not exceed industry standards of excessive fees, which is 2.00% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Kings Mountain, NC

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History

Regulatory History (1)
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Employment Separation After Allegations
May 2017
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Other Business Activities

Keith is the direct owner of AIM Reinvestments, LLC (for tax purposes) and AIM Group (financial advisory business, taking nearly full-time). He also serves as a representative for Cost Segregation Services, Inc., a financial representative for Vestech Securities, Inc. (taking nearly full-time), and a board member for King Mountain Housing Authority and Cleveland County Board of Equalization & Review.

Employment History
Current Registrations
Vestech Asset Management INC.
October 2017 - Present · 8 yrs 7 mos
Vestech Securities, INC.
September 2017 - Present · 8 yrs 8 mos
Vestech Securities, INC.Broker
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - May 2017 · 4 yrs 10 mos
First Allied Securities, INC.
August 2007 - July 2012 · 4 yrs 11 mos
First Allied Securities, INC.Broker
August 2007 - May 2017 · 9 yrs 9 mos
Sterne, Agee & Leach, INC.Broker
September 2005 - October 2005 · 1 mo
Sterne Agee Financial Services, INC.Broker
August 2005 - July 2007 · 1 yr 11 mos
Sterne Agee Investment Advisors, INC.
March 2005 - August 2007 · 2 yrs 5 mos
Sterne Agee & Leach, INC. Capital Management
November 2004 - August 2005 · 9 mos
Sterne, Agee & Leach, INC.Broker
October 2004 - August 2005 · 10 mos
Ryan Beck & CO.Broker
October 2001 - October 2004 · 3 yrs
Josephthal & CO., INC.Broker
February 2001 - October 2001 · 8 mos
Marion Bass Securities CorporationBroker
July 1998 - February 2001 · 2 yrs 7 mos
1717 Capital Management CompanyBroker
May 1996 - July 1998 · 2 yrs 2 mos
Eq Financial Consultants, INC.Broker
September 1990 - May 1996 · 5 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1990 - May 1996 · 5 yrs 8 mos
State Registrations9 states
ALARCACOKSMNMONCPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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