Ty Rogers is a registered investment advisor at LPL Financial LLC, based in Key West, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Key West, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ty operates under two DBAs, Waypoint Financial Advisors and Gladstone Wealth Partners, both related to his LPL business. He is also a managing member of KW Beachcomber, LLC and has a few other business activities, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Euro Pacific Capital, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
U.S. Bancorp Piper Jaffray INC.Broker
E*offeringBroker
First Security Van Kasper, INC.Broker
Cruttenden Roth IncorporatedBroker
Daehan Securities, INC.Broker
Trigem Amerstock CorporationBroker
Amerstock CorporationBroker
Thomas James Associates, INC.Broker
Thomas James Associates, INC.Broker
Baraban Securities, INC.Broker
H.K. Freeland & Company, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.