Thomas Harkins
Thomas Harkins is a registered investment advisor at Osaic Wealth, INC., based in Lancaster, PA, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
325 N Queen St, Suite 104, Lancaster, PA, 17603
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Regulatory History (1)
Customer Dispute
July 2015Other Business ActivitiesSells Insurance
Thomas owns Harkins Tax Service, preparing various tax returns, dedicating about half his time. He is also an agent with American Wealth Strategy Group, selling fixed insurance products, which takes up more than full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
H.D. Vest Investment ServicesBroker
H.D. Vest Advisory Services, INC
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.