RH
RH

Richard Hill

32 Years of Experience
Redding, CA
Broker

Richard Hill is a registered investment advisor at RBC Capital Markets, LLC, based in Redding, CA, with 32 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

2515 Park Marina, Suite 201, Redding, CA, 96001

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Richard serves on the Board of Directors for Mercy Foundation North, a non-profit philanthropic foundation, since 2009. He dedicates minimal time to reviewing and approving financial requests.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2021 - Present · 4 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2021 - Present · 4 yrs 7 mos
RBC Capital Markets, LLC
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2021 · 12 yrs 5 mos
Morgan Stanley
June 2009 - November 2021 · 12 yrs 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
January 1994 - April 2007 · 13 yrs 3 mos
State Registrations25 states
AZCACOCTFLGAIDILMAMDMIMNMOMTNVNYOHORSCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Hill - Financial Advisor | TrueAdvisor