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William Hawley

35 Years of Experience
Owensboro, KY
Broker

William Hawley is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Owensboro, KY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

1035 Frederica St, Suite 100, Owensboro, KY, 42301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a board member of Brescia University Investment Committee, focusing on the endowment fund. He is also the treasurer for 4200 Homeowners Association, Inc and a board member for Boulware Mission, serving on the Investment Finance Committee; these activities require minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLCBroker
August 2011 - October 2019 · 8 yrs 2 mos
J.J.B. Hilliard, W.L. Lyons, LLC
August 2011 - October 2019 · 8 yrs 2 mos
Wells Fargo Advisors, LLC
January 2008 - August 2011 · 3 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2011 · 3 yrs 7 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
September 1990 - January 2008 · 17 yrs 4 mos
State Registrations34 states
ALAZCACOCTFLGAIDILINKSKYLAMAMDMIMNMOMSMTNCNENJNMNYOHOKPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Hawley - Financial Advisor | TrueAdvisor