Lelis Pond
Lelis Pond is a registered investment advisor at Osaic Wealth, INC., based in Chesapeake, VA, with 27 years of industry experience. Lelis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Chesapeake, VA
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Regulatory History (1)
Customer Dispute
January 2004Other Business ActivitiesSells Insurance
Lelis is an agent for Signature Financial Group, LLC, selling fixed annuities and non-variable insurance products since 2018, dedicating a few hours per week. Lelis also conducts investment and insurance business under the same business name, dedicating nearly full-time hours to sales/marketing of securities, investment advisory, and insurance products since 2017.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Ferris, Baker Watts, LLC
Ferris, Baker Watts, LLCBroker
Wheat, First Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.