Robert Gustafson is a registered investment advisor, based in Atlanta, GA, with 23 years of industry experience.
Location
Atlanta, GA
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2019Other Business Activities
Robert is an investment advisor representative at Realta Investment Advisors, dedicating full-time hours to this role. He also works as an independent business consultant as a Certified Exit Planning Advisor (CEPA), spending a few hours per week on this activity.
Employment History
Current Registrations
Realta Equities, INC.Broker
February 2019 - Present · 7 yrs 3 mos
Realta Investment Advisors, INC
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - January 2019 · 10 yrs
Raymond James Financial Services
April 2003 - January 2009 · 5 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2002 - January 2019 · 16 yrs 5 mos
State Registrations4 states
ALFLGAIL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.