John Vento is a CFP-designated registered investment advisor, based in Highland Beach, FL, with 28 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Highland Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved in several business activities, including sales of equity indexed annuities, managing a family investment fund, real estate services, tax preparation, and serving as president of John J. Vento, CPA, P.C. He also authored a book and is broker of record on a Guardian Life Insurance policy, dedicating minimal time to these activities, but working full-time as President & CEO of Vento Tax & Wealth Management Group.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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