Kathleen Dennis
Kathleen Dennis is a registered investment advisor at VALIC Financial Advisors, INC., based in St Charles, IA, with 34 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
- Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
- The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
Location
125 West Main, St Charles, IA, 50240
Get directionsHistory
Regulatory History (2)
Financial
December 2023Financial
October 2022Other Business ActivitiesSells Insurance
Kathleen is the president of St Charles Development Corp, a non-profit, and owns rental property. She is also an agent with AGIA selling non-securities insurance products, dedicating a few hours per week.
Employment History
Current Registrations
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Previous Registrations
Ipi Wealth Management, INC.
Investment Planners, INC.Broker
Sii Investments, INC.Broker
Sii Investments, INC.
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Iac Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.