Scott Puff
Scott Puff is a registered investment advisor at Raymond James & Associates, INC., based in Newport Beach, CA, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
620 Newport Ctr Dr, Suite 900, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Scott is a partner in Puff Family Limited Partnership, a personal investment vehicle, spending minimal time on it. He also helps Myxer Social Radio refine their online music offering, dedicating a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
American Century Investment Services INC.Broker
Bear, Stearns & CO. INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations49 states
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