Teia Stapleton
Teia Stapleton is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Indianapolis, IN, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
Indianapolis, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Teia is involved with a homeowner's association, a women's mentoring network, and the Pink Ribbon Connection, a non-profit for breast cancer survivors. She also acts as a representative for Isagenix, a health and wellness company, primarily to obtain discounts on products.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
City Securities Corporation
City Securities CorporationBroker
Salomon Smith Barney INC.Broker
Richard B. Vance & CompanyBroker
Vance & CO.Broker
City Securities CorporationBroker
State Registrations33 states
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