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Richard Holle

Wealthplan Partners
33 Years of Experience
Tampa, FL
2 DisclosuresSells Insurance
View SEC Summary
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Richard Holle is a registered investment advisor at Wealthplan Partners, based in Tampa, FL, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,711 clients with $1.1B in assets under management.

Wealthplan Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,711 clients
Average Client Portfolio
$655K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range between 0.01% and 2.00% depending on portfolio size, services rendered, and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

The Asher 1050 Water Street, 7th Floor, Tampa, FL, 33602

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Settled
Customer Dispute
May 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is an agent for Highland Capital, offering life insurance solutions since 2017. He is also a founding partner and wealth manager at Wealthplan Partners, dedicating a few hours per week to discussing strategies for improvement and growth.

Employment History
Current Registrations
Wealthplan Partners
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - November 2024 · 5 mos
Securities America, INC.Broker
December 2016 - June 2024 · 7 yrs 6 mos
Wealthplan Partners
March 2014 - July 2020 · 6 yrs 4 mos
LPL Financial LLCBroker
February 2014 - December 2016 · 2 yrs 10 mos
AXA Advisors, LLC
February 2008 - February 2014 · 6 yrs
AXA Advisors, LLC
February 2007 - January 2008 · 11 mos
AXA Advisors, LLCBroker
February 2007 - February 2014 · 7 yrs
Linsco/private Ledger CORP.
July 1996 - February 2007 · 10 yrs 7 mos
Linsco/private Ledger CORP.Broker
July 1996 - February 2007 · 10 yrs 7 mos
Mds Securities IncorporatedBroker
September 1994 - July 1996 · 1 yr 10 mos
Natwest Investor Services CorporationBroker
September 1992 - December 1993 · 1 yr 3 mos
Uslife Equity Sales CORP.Broker
August 1992 - August 1992 · 0 mos
State Registrations2 states
FLNJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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