PM
PM
Patrick Maloney
34 Years of Experience
West Hartford, CT
2 DisclosuresBroker
Patrick Maloney is a registered investment advisor at Morgan Stanley, based in West Hartford, CT, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
433 South Main Street, West Hartford, CT, 06110
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2002Denied
Customer Dispute
October 2002Settled
Employment History
Current Registrations
Morgan Stanley
June 2015 - Present · 10 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
June 1998 - June 2009 · 11 yrs
Cibc Oppenheimer CORP.Broker
September 1994 - July 1998 · 3 yrs 10 mos
Banca Imi Securities CORP.Broker
June 1991 - September 1994 · 3 yrs 3 mos
State Registrations26 states
ARAZCACOCTDEFLGAILINKSMAMDMIMNNCNHNJNYOHOKPARITXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.