Thomas Carter is a registered investment advisor at RBC Capital Markets, LLC, based in Annapolis, MD, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1906 Towne Centre Blvd, Suite 375, Bldg #4, Annapolis, MD, 21401-3686
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is the owner of 16 Angelfish Cay LLC, which owns a condo in Key Largo, Florida, that he plans to rent out. He dedicates no time to this activity.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Suntrust Capital Markets, INC.
Suntrust Capital Markets, INC.Broker
Morgan Stanley
Bt Alex. Brown IncorporatedBroker
Morgan Stanley Dw INC.Broker
Alex. Brown & Sons IncorporatedBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.