Nicholas Difalco
Nicholas Difalco is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Westport, CT, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
19 Ludlow Road, Suite 202, Westport, CT, 06880
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Northeast Asset Management, INC.
Northeast Securities, INC.Broker
Westport Partners LTDBroker
Egs Securities CORP.Broker
Gruntal & CO., L.L.C.Broker
Hampshire Securities CorporationBroker
Rickel & Associates, INC.Broker
D. H. Blair & CO., INC.Broker
State Registrations23 states
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