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Barry Hatcher

36 Years of Experience
Albuquerque, NM
1 DisclosureBroker

Barry Hatcher is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 36 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Albuquerque, NM

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Other Business Activities

Barry operates Hatcher & Associates as a DBA for his LPL business. This activity is investment-related and takes nearly all of his time.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 4 yrs
LPL Financial LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Securities America, INC.Broker
August 2016 - October 2022 · 6 yrs 2 mos
Securities America Advisors, INC.
August 2016 - October 2022 · 6 yrs 2 mos
Msi Financial Services, INC.
December 2009 - August 2016 · 6 yrs 8 mos
Msi Financial Services, INC.Broker
September 2008 - August 2016 · 7 yrs 11 mos
Ameriprise Financial Services, INC.
December 1990 - August 2008 · 17 yrs 8 mos
Ameriprise Financial Services, INC.Broker
September 1990 - August 2008 · 17 yrs 11 mos
Ids Life Insurance CompanyBroker
September 1990 - July 2006 · 15 yrs 10 mos
State Registrations5 states
ALCOILNMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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