BH
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Barry Hatcher

35 Years of Experience
San Diego, CA
1 DisclosureBroker

Barry Hatcher is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4707 Executive Dr, San Diego, CA, 92121-3091

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Other Business Activities

Barry operates Hatcher & Associates as a DBA for his LPL business. This activity is investment-related and takes nearly all of his time.

Employment History
Current Registrations
LPL Financial LLC
October 2022 - Present · 3 yrs 11 mos
LPL Financial LLCBroker
October 2022 - Present · 3 yrs 11 mos
Previous Registrations
Securities America, INC.Broker
August 2016 - October 2022 · 6 yrs 2 mos
Securities America Advisors, INC.
August 2016 - October 2022 · 6 yrs 2 mos
Msi Financial Services, INC.
December 2009 - August 2016 · 6 yrs 8 mos
Msi Financial Services, INC.Broker
September 2008 - August 2016 · 7 yrs 11 mos
Ameriprise Financial Services, INC.
December 1990 - August 2008 · 17 yrs 8 mos
Ameriprise Financial Services, INC.Broker
September 1990 - August 2008 · 17 yrs 11 mos
Ids Life Insurance CompanyBroker
September 1990 - July 2006 · 15 yrs 10 mos
State Registrations5 states
ALCOILNMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barry Hatcher - Financial Advisor | TrueAdvisor