AH
CFP
AH
CFP

Arthur Hsieh

35 Years of Experience
Pasadena, CA
BrokerSells Insurance

Arthur Hsieh is a CFP-designated registered investment advisor, based in Pasadena, CA, with 35 years of industry experience.

Location

255 S. Marengo Ave., Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur is an insurance agent since 2008 and an agent for Orange Capital Management since 1991, though he spends no time on these activities. He also works as a tennis coach at Maranatha High School, dedicating about a quarter of his time, and is a member of the California Interscholastic Federation's tennis advisory committee.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
January 2007 - November 2020 · 13 yrs 10 mos
Ffp Advisory Services INC
October 1994 - January 2007 · 12 yrs 3 mos
Ffp Securities, INC.Broker
August 1990 - May 2008 · 17 yrs 9 mos
State Registrations4 states
AZCATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Hsieh - Financial Advisor | TrueAdvisor