James Fisher
James Fisher is a registered investment advisor at Trinity Financial Partners, based in Ontario, CA, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Insurance Planning, and 2 more.
Compensation
Firm Size
IM Fee
Location
901 Via Piemonte, Ste 260, Ontario, CA, 91764
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in various business activities, including insurance sales and business consulting through Clover Financial & Insurance Services, Inc. He also manages real estate investments and trusts, dedicating minimal time to these ventures.
Employment History
Current Registrations
Trinity Financial Partners
Previous Registrations
NFP Securities, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.