JD
JD

Joseph Divestea

35 Years of Experience
Ridgefield, CT
Broker

Joseph Divestea is a registered investment advisor at Raymond James & Associates, INC., based in Ridgefield, CT, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4 Prospect, Ridgefield, CT, 06877

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph is the owner of MDJM LLC, which owns and leases commercial real estate to Raymond James. He dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2016 - Present · 9 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - October 2016 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2007 - October 2016 · 9 yrs
Citigroup Global Markets INC.Broker
July 1993 - October 2007 · 14 yrs 3 mos
Lehman Brothers INC.Broker
September 1990 - July 1993 · 2 yrs 10 mos
State Registrations33 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Joseph Divestea - Financial Advisor | TrueAdvisor