Roger Davis
Roger Davis is a registered investment advisor at Sound Income Strategies, LLC, based in Chattanooga, TN, with 34 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sound Income Strategies (SIS) manages investment portfolios for a fee based on the value of your portfolio. The annual fee can be up to 1.75% of the value of your portfolio. For a limited group of clients with special needs, the fee can be up to 2.0%. The fee is usually billed monthly, but can be negotiated to be billed quarterly. If SIS uses a third-party investment manager for part of your portfolio, you won't pay any extra fees.
Location
7047 Lee Highway, Suite 203, Chattanooga, TN, 37421
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2019Customer Dispute
November 2016Other Business Activities
Roger is a financial professional at WMG Financial Advisors and a partner at Davis Wealth Partners, dedicating about a quarter of his time and full-time respectively. He also serves as a board member and treasurer for Volunteers in Medicine and Silverdale Baptist Academy, and is an attorney-in-fact for his mother.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
Concourse Financial Group Securities, INC.Broker
Wmg Financial Advisors, LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Suntrust Advisory Services LLC
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Suntrust Securities, INC.Broker
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.