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Douglas Alexander

32 Years of Experience
Richmond, VA
2 DisclosuresBrokerSells Insurance

Douglas Alexander is a registered investment advisor, based in Richmond, VA, with 32 years of industry experience.

Location

812 Moorefield Park Drive Suite 205, Richmond, VA, 23236

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History

Regulatory History (2)
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Customer Dispute
April 2018
Settled
Employment Separation After Allegations
October 1990
Other Business ActivitiesSells Insurance

Douglas is an agent for Alexander Financial Services, Inc. and an advisor for Manhattan Ridge Advisors, both insurance-related activities, dedicating about half his time and full-time respectively. He is also a member of Alexander Tax Advisory Group LLC, owner of Alexander Financial Services DBA, on the finance committee for St. Benedict Catholic Church, an educator for Alexander Financial Services, Inc., and a chapter president/educator for American Financial Education Alliance, dedicating minimal time, minimal time, a few hours per week, and a few hours per week respectively.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
November 2010 - September 2022 · 11 yrs 10 mos
First Allied Securities, INC.
November 2010 - July 2012 · 1 yr 8 mos
Next Financial Group, INC.
March 2008 - December 2010 · 2 yrs 9 mos
Next Financial Group, INC.Broker
March 2008 - December 2010 · 2 yrs 9 mos
AXA Advisors, LLCBroker
May 2006 - March 2008 · 1 yr 10 mos
AXA Advisors, LLC
May 2006 - March 2008 · 1 yr 10 mos
Tower Square Securities, INC.
January 2005 - May 2006 · 1 yr 4 mos
Tower Square Securities, INC.Broker
January 2005 - May 2006 · 1 yr 4 mos
H. Beck, INC.
January 2001 - January 2005 · 4 yrs
H. Beck, INC.Broker
August 1999 - January 2005 · 5 yrs 5 mos
Ascend Financial Services, INC.Broker
March 1997 - August 1999 · 2 yrs 5 mos
Eq Financial Consultants, INC.Broker
July 1993 - March 1997 · 3 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1993 - March 1997 · 3 yrs 8 mos
Tamaron Investments, INC.Broker
October 1992 - October 1992 · 0 mos
First Investors CorporationBroker
September 1990 - October 1990 · 1 mo
State Registrations8 states
CAFLILMDNCNHNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.