TJ
TJ

Troy Johnston

35 Years of Experience
Bend, OR
Broker

Troy Johnston is a registered investment advisor at D.A. Davidson & CO., based in Bend, OR, with 35 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

360 SW Bond Street, Suite 300, Bend, OR, 97702

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.Broker
August 2019 - Present · 6 yrs 9 mos
D.A. Davidson & CO.
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - August 2019 · 8 yrs 7 mos
Wells Fargo Clearing Services, LLC
January 2011 - August 2019 · 8 yrs 7 mos
Wells Fargo Investments, LLC
March 2009 - January 2011 · 1 yr 10 mos
Wells Fargo Investments, LLCBroker
March 2009 - January 2011 · 1 yr 10 mos
Citigroup Global Markets INC.
April 2003 - April 2009 · 6 yrs
Citigroup Global Markets INC.Broker
April 2001 - April 2009 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1995 - April 2001 · 5 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
November 1990 - May 1995 · 4 yrs 6 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.