Tracy Randle
Tracy Randle is a registered investment advisor at LPL Financial LLC, based in Clinton, MD, with 35 years of industry experience. Tracy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Clinton, MD
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2020Other Business ActivitiesSells Insurance
Tracy operates under several DBAs for her LPL business, including Oceanfront Financial Partners, The Monitor Group, and Financial Advocacy Network. She also engages in non-variable insurance activities, dedicating full-time hours to these endeavors.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Crestar Securities CorporationBroker
Citizens Brokerage Services, INC.Broker
First Investors CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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