DR
DR
David Rourke
35 Years of Experience
Wellesley, MA
6 Disclosures
David Rourke is a registered investment advisor at Strategic Planning Group, INC., based in Wellesley, MA, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 288 clients with $200M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
288 clients
Average Client Portfolio
$691K average
Assets Under Management
$198.9M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $7.0M | 0.80% |
| $7M+ | 0.50% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
57 River Street, Suite 306, Wellesley, MA, 02481
Get directionsHistory
Regulatory History (6)
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Regulatory
September 2019Final
Regulatory
August 2019Final
Customer Dispute
March 2010Pending
Customer Dispute
July 2009Pending
Regulatory
September 2006Final
Regulatory
August 2005Final
Employment History
Current Registrations
Strategic Planning Group, INC.
February 2005 - Present · 21 yrs 3 mos
Previous Registrations
Qa3 Financial CORP.Broker
May 2002 - February 2011 · 8 yrs 9 mos
Tower Equities, INC.Broker
November 1999 - May 2002 · 2 yrs 6 mos
Sunpoint Securities, INC.Broker
March 1995 - November 1999 · 4 yrs 8 mos
Pruco Securities CorporationBroker
September 1990 - March 1995 · 4 yrs 6 mos
The Prudential Insurance Company of AmericaBroker
September 1990 - December 1993 · 3 yrs 3 mos
State Registrations2 states
MANH
Advisor
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Exams
No exam information available for this advisor.