TrueAdvisor
TrueAdvisor
SN
SN

Stephen North

Private Advisor Group, LLC
35 Years of Experience
Plymouth, MN
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Stephen North is a registered investment advisor at Private Advisor Group, LLC, based in Plymouth, MN, with 35 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9800 Shelard Parkway, Suite 220, Plymouth, MN, 55441

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Settled
Customer Dispute
November 2008
Denied
Regulatory
November 1994
Final
Regulatory
October 1993
Final
Employment Separation After Allegations
April 1993
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen operates his LPL business under Investors Financial Group, Inc. since 2010. He also provides investment advisory services through Private Advisor Group, LLC, dedicating full-time hours to this activity.

Employment History
Current Registrations
Private Advisor Group, LLC
March 2022 - Present · 4 yrs 7 mos
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
Private Advisor Group, LLC
March 2022 - March 2022 · 0 mos
Investors Financial Group
August 2011 - July 2022 · 10 yrs 11 mos
LPL Financial LLC
September 2009 - December 2011 · 2 yrs 3 mos
Mutual Service Corporation
February 2009 - September 2009 · 7 mos
Mutual Service CorporationBroker
March 1999 - September 2009 · 10 yrs 6 mos
Titan/value Equities Group, INC.Broker
March 1997 - March 1999 · 2 yrs
Fsc Securities CorporationBroker
August 1995 - February 1997 · 1 yr 6 mos
Aam Securities, INC.Broker
June 1993 - August 1995 · 2 yrs 2 mos
American Express Financial Advisors INC.Broker
September 1990 - April 1993 · 2 yrs 7 mos
Ids Life Insurance CompanyBroker
September 1990 - April 1993 · 2 yrs 7 mos
State Registrations10 states
AZCAFLILMNMTNDORTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Plymouth, MN →All financial advisors in Minnesota →