Joseph Butler is a registered investment advisor at LPL Financial LLC, based in Adams, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
26 E Church St, Adams, NY, 13605
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph operates under Community Investment Services, Inc. as a DBA for LPL business and as a non-variable insurance agent, spending minimal time selling life, accident, and health insurance. He also has a financial institution duty with Community Bank N.A., dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Community Investment Services, INC.Broker
Primevest Financial Services, INC.Broker
Fis Securities, INC.Broker
Key Brokerage Company, INC.Broker
Pml Securities CompanyBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.