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Nicholas Salerno

33 Years of Experience
New Hope, PA
Broker

Nicholas Salerno is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New Hope, PA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

New Hope, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2017 - Present · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - Present · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Emerging Growth Equities, LTD.Broker
November 2014 - August 2017 · 2 yrs 9 mos
Cv Brokerage, INCBroker
August 2013 - October 2014 · 1 yr 2 mos
Cv Brokerage, INCBroker
August 2012 - April 2013 · 8 mos
Jackson Securities LLCBroker
June 2011 - August 2012 · 1 yr 2 mos
Raymond C. Forbes & CO., INC.Broker
October 2010 - November 2010 · 1 mo
Blackmont Capital CORP.Broker
April 2006 - December 2009 · 3 yrs 8 mos
Cibc World Markets CORP.Broker
September 1998 - March 2006 · 7 yrs 6 mos
Gordon Capital INC.Broker
April 1997 - August 1998 · 1 yr 4 mos
Goldman, Sachs & CO.Broker
July 1992 - March 1997 · 4 yrs 8 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1990 - June 1992 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Salerno - Financial Advisor | TrueAdvisor