KS
KS

Kevin Smith

28 Years of Experience
Dickson, TN
BrokerSells Insurance

Kevin Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Dickson, TN, with 28 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

110 Mathis Dr Ste 106, Dickson, TN, 37055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Kevin sells fixed insurance with various companies, including life, health, disabilities, annuities, and long-term care, dedicating a few hours per week. He is also involved in several businesses related to employee benefits, management, real estate, and financial services, including owning Jack B Turner & Associates, Inc. and acting as a board member for a non-profit.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
August 2014 - Present · 12 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
February 2021 - June 2023 · 2 yrs 4 mos
Signator Investors, INC.Broker
June 2003 - February 2008 · 4 yrs 8 mos
New England SecuritiesBroker
November 2000 - June 2003 · 2 yrs 7 mos
Princor Financial Services CorporationBroker
February 1995 - November 2000 · 5 yrs 9 mos
Ameristar Capital Markets, INC.Broker
January 1994 - March 1995 · 1 yr 2 mos
W. S. Griffith & CO., INC.Broker
November 1990 - December 1993 · 3 yrs 1 mo
Home Life Insurance CompanyBroker
November 1990 - October 1992 · 1 yr 11 mos
State Registrations24 states
ALARCADCFLGAHIILINKYMDMOMSNCNVNYOHOKORSCTNTXVAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.