Wendell Brock
Wendell Brock is a ChFC-designated registered investment advisor at Yield Financial Advisors, based in Mckinney, TX, with 28 years of industry experience. Wendell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 54 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.30% |
| $500K - $1.0M | 1.10% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $3.5M | 0.80% |
| $3.5M+ | 0.50% |
Fees are not negotiable. Donor Advised Funds have a separate rate of 1.20% with a $25,000 minimum.
Fee Estimator
Location
6633 Eldorado Pkwy, 430, Mckinney, TX, 75070
Get directionsHistory
Regulatory History (2)
Regulatory
November 2002Regulatory
June 1994Other Business Activities
Wendell is the executive director of CREED, a non-profit organization, earning $1200. He also has a mostly inactive hobby business, Nauvoo Mint, minting silver medallions.
Employment History
Current Registrations
Yield Financial Advisors
Previous Registrations
Freedom Asset Management, INC.
Freedom Financial, INC.Broker
The Advisors Group, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Green Hill Financial Service CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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