Wendell Brock
Wendell Brock is a ChFC-designated registered investment advisor at Yield Financial Advisors, based in Mckinney, TX, with 27 years of industry experience. Wendell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.30% |
| $500K - $1.0M | 1.10% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $3.5M | 0.80% |
| $3.5M+ | 0.50% |
The above fees are for advisory services and include flat rate brokerage transaction fees of 20 basis points per annum (0.0020) as charged by GSFolio. Pontera’s charges a fee of 30 basis points per annum (0.0030) for accounts that uses their management platform. For Donor Advised Funds with a minimum of $250,000, the fee is 1.20%.
Fee Estimator
Location
6633 Eldorado Pkwy, 430, Mckinney, TX, 75070
Get directionsHistory
Regulatory History (2)
Regulatory
November 2002Regulatory
June 1994Other Business Activities
Wendell is the executive director of CREED, a non-profit organization, earning $1200. He also has a mostly inactive hobby business, Nauvoo Mint, minting silver medallions.
Employment History
Current Registrations
Yield Financial Advisors
Previous Registrations
Freedom Asset Management, INC.
Freedom Financial, INC.Broker
The Advisors Group, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Green Hill Financial Service CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.