AG
AG

Alicia Guagliardo

29 Years of Experience
Seattle, WA
Broker

Alicia Guagliardo is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

601 Union Street, Two Union Square, Suite 5200, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Alicia works as a consultant for Conquest Overland, LLC, a recreation company, handling accounting and bookkeeping. This requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
August 2015 - Present · 10 yrs 9 mos
Morgan StanleyBroker
August 2015 - Present · 10 yrs 9 mos
Morgan Stanley
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
November 2014 - December 2014 · 1 mo
Robert W. Baird & CO. Incorporated
November 2014 - December 2014 · 1 mo
Mcadams Wright Ragen, INC.Broker
August 2012 - November 2014 · 2 yrs 3 mos
Mcadams Wright Ragen, INC.
August 2012 - November 2014 · 2 yrs 3 mos
National Asset Management, INC.
June 2008 - August 2012 · 4 yrs 2 mos
National Securities CorporationBroker
June 2008 - August 2012 · 4 yrs 2 mos
Accessor Capital Management LP
May 2007 - July 2008 · 1 yr 2 mos
Foreside Fund Services, LLCBroker
January 2007 - June 2008 · 1 yr 5 mos
Alps Distributors, INC.Broker
August 2006 - December 2006 · 4 mos
Intrust Brokerage INC.
August 2004 - June 2006 · 1 yr 10 mos
Intrust Financial Services, INC.
June 2000 - March 2006 · 5 yrs 9 mos
Intrust Brokerage INC.Broker
June 2000 - June 2006 · 6 yrs
Invest Financial CorporationBroker
December 1998 - June 2000 · 1 yr 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
July 1998 - December 1998 · 5 mos
New England SecuritiesBroker
March 1998 - July 1998 · 4 mos
United Pacific Securities, INC.Broker
September 1997 - January 1998 · 4 mos
PFS Investments INC.Broker
April 1996 - August 1997 · 1 yr 4 mos
Banc IV Investments, INC.Broker
August 1995 - February 1996 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.