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David Faber

35 Years of Experience
Bourbonnais, IL
1 DisclosureBrokerSells Insurance

David Faber is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bourbonnais, IL, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1521 North Covent, Suite 400, Bourbonnais, IL, 60914

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History

Regulatory History (1)
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Customer Dispute
November 2005
Denied
Other Business ActivitiesSells Insurance

David is the owner of Faber Financial Group and FFG-I, LLC, both support companies, and spends minimal time on these. He is also an agent and owner of FFG-H, LLC DBA Faber Financial Insurance Services, an insurance agency selling various insurance products, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2011 - Present · 15 yrs 3 mos
Raymond James Financial Services Advisors, INC
February 2011 - Present · 15 yrs 3 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2011 · 1 yr 9 mos
Citigroup Global Markets INC.
March 2002 - June 2009 · 7 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2002 - June 2009 · 7 yrs 4 mos
Pruco Securities CorporationBroker
October 1990 - February 2002 · 11 yrs 4 mos
The Prudential Insurance Company of AmericaBroker
October 1990 - December 1993 · 3 yrs 2 mos
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.