Thomas Fontana is a registered investment advisor, based in Ocala, FL, with 32 years of industry experience.
Location
4414 SW College Rd, Ste 1450, Ocala, FL, 34474
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Regulatory History (1)
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Customer Dispute
September 2011Denied
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
October 2015 - February 2021 · 5 yrs 4 mos
Bb&t Securities, LLCBroker
October 2015 - February 2021 · 5 yrs 4 mos
Wells Fargo Advisors, LLC
September 2009 - October 2015 · 6 yrs 1 mo
Wells Fargo Advisors, LLCBroker
August 2009 - October 2015 · 6 yrs 2 mos
Morgan Keegan & Company, INC.
March 2007 - August 2009 · 2 yrs 5 mos
Morgan Keegan & Company, INC.Broker
February 2007 - August 2009 · 2 yrs 6 mos
Amsouth Investment Management Company LLC
June 2005 - February 2007 · 1 yr 8 mos
Amsouth Investment Services, INC.Broker
March 2001 - February 2007 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - February 2001 · 9 mos
Amsouth Investment Services, INC.Broker
September 1995 - May 2000 · 4 yrs 8 mos
Marketing One Securities, INC.Broker
March 1994 - July 1994 · 4 mos
Invest Financial CorporationBroker
May 1993 - March 1994 · 10 mos
Liberty Securities CorporationBroker
April 1992 - March 1993 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.