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Thomas Fontana
33 Years of Experience
Ocala, FL
1 DisclosureBroker
Thomas Fontana is a registered investment advisor at Truist Advisory Services, INC., based in Ocala, FL, with 33 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 129,307 clients with $77B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1974 advisors
Number of Clients
129,307 clients
Average Client Portfolio
$599K average
Assets Under Management
$77.4B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $250K | 2.20% |
| $250K - $500K | 2.15% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.85% |
| $2.0M - $5.0M | 1.75% |
| $5.0M - $10.0M | 1.65% |
| $10.0M - $25.0M | 1.50% |
| $25M+ | 1.45% |
Fees are negotiable and billed quarterly in arrears. AMC Advantage Program charges a separate program fee up to 2.25% plus third-party manager fees.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4414 SW College Rd, Ste 1310, Ocala, FL, 34474
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2011Denied
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLC
October 2015 - February 2021 · 5 yrs 4 mos
Bb&t Securities, LLCBroker
October 2015 - February 2021 · 5 yrs 4 mos
Wells Fargo Advisors, LLC
September 2009 - October 2015 · 6 yrs 1 mo
Wells Fargo Advisors, LLCBroker
August 2009 - October 2015 · 6 yrs 2 mos
Morgan Keegan & Company, INC.
March 2007 - August 2009 · 2 yrs 5 mos
Morgan Keegan & Company, INC.Broker
February 2007 - August 2009 · 2 yrs 6 mos
Amsouth Investment Management Company LLC
June 2005 - February 2007 · 1 yr 8 mos
Amsouth Investment Services, INC.Broker
March 2001 - February 2007 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - February 2001 · 9 mos
Amsouth Investment Services, INC.Broker
September 1995 - May 2000 · 4 yrs 8 mos
Marketing One Securities, INC.Broker
March 1994 - July 1994 · 4 mos
Invest Financial CorporationBroker
May 1993 - March 1994 · 10 mos
Liberty Securities CorporationBroker
April 1992 - March 1993 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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