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Heather Hunt-Ruddy

33 Years of Experience
Chicago, IL
Broker

Heather Hunt-Ruddy is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

30 S Wacker Dr 39th & 40th Fls, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
December 2017 - Present · 8 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
December 2017 - Present · 8 yrs 7 mos
Wells Fargo Advisors
April 2007 - Present · 19 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
April 2007 - Present · 19 yrs 3 mos
Previous Registrations
RBC Dain Rauscher INC.
November 2003 - April 2007 · 3 yrs 5 mos
RBC Dain Rauscher INC.Broker
November 2003 - April 2007 · 3 yrs 5 mos
Wachovia Securities, LLC
August 2003 - November 2003 · 3 mos
Wachovia Securities, LLCBroker
October 1999 - November 2003 · 4 yrs 1 mo
First Union Capital Markets CORP.Broker
March 1994 - October 1999 · 5 yrs 7 mos
Nike Securities L.P.Broker
November 1992 - January 1994 · 1 yr 2 mos
State Registrations8 states
ARILMAMIMOOKUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Heather Hunt-Ruddy - Financial Advisor | TrueAdvisor