WL
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William Lardin
34 Years of Experience
Florham Park, NJ
4 DisclosuresBroker
William Lardin is a registered investment advisor at Wells Fargo Advisors, based in Florham Park, NJ, with 34 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
200 Campus Dr, Ste 220, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2005Settled
Customer Dispute
January 1999Closed-No Action
Criminal
February 1989Final Disposition
Criminal
September 1985Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
February 2015 - Present · 11 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
December 2014 - Present · 11 yrs 9 mos
Previous Registrations
Hsbc Securities (USA) INC.
October 2006 - August 2014 · 7 yrs 10 mos
Hsbc Securities (USA) INC.Broker
October 2006 - August 2014 · 7 yrs 10 mos
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October 2006 - October 2006 · 0 mos
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October 2004 - October 2006 · 2 yrs
Banc of America Investment Services, INC.
October 2004 - October 2006 · 2 yrs
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
December 2001 - October 2004 · 2 yrs 10 mos
Morgan Stanley Dw INC.Broker
May 1999 - January 2002 · 2 yrs 8 mos
Chase Investment Services CORP.Broker
September 1996 - May 1999 · 2 yrs 8 mos
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Liberty Securities CorporationBroker
May 1994 - August 1994 · 3 mos
Financial Horizons Securities CorporationBroker
July 1993 - June 1994 · 11 mos
Citicorp Investment ServicesBroker
June 1992 - May 1994 · 1 yr 11 mos
Citicorp Financial Services,inc.Broker
May 1992 - June 1992 · 1 mo
David Lerner Associates, INC.Broker
January 1991 - May 1992 · 1 yr 4 mos
State Registrations12 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.