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CFP
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CFP

Charles Olsen

Commonwealth Financial Network
35 Years of Experience
Norfolk, NE
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Olsen is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Norfolk, NE, with 35 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3204 West Benjamin Ave, Suite 200, Norfolk, NE, 68701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles is involved in several business activities, including fixed insurance sales, Olsen Financial Services LLC and Inc., Calmwater Financial Network and Group LLC, Calmwater Holding Company LLC, OQH Enterprises LLC, Arista Ranch LLC, and Calm Air Aviation LLC. He dedicates varying amounts of time to these ventures, ranging from minimal time to nearly full-time.

Employment History
Current Registrations
Commonwealth Financial Network
August 2011 - Present · 15 yrs 2 mos
Commonwealth Financial NetworkBroker
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
Securities America Advisors, INC.
April 2002 - August 2011 · 9 yrs 4 mos
Securities America, INC.Broker
March 2002 - August 2011 · 9 yrs 5 mos
Aragon Financial Services, INC.Broker
April 1992 - March 2002 · 9 yrs 11 mos
MML Investors Services, INC.Broker
June 1991 - May 1992 · 11 mos
State Registrations29 states
ALARAZCACOFLGAIAIDILINKSMDMNMOMSMTNCNENYOHORPASCSDTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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